Director, Financial Controller Overview • The Director, Financial Controller will lead financial strategies and compliance across multiple entities, ensuring operational excellence and regulatory adherence. • This role offers a unique opportunity to shape financial direction and contribute to organizational resilience in a dynamic environment. • Harness your CPA and Series 27 credentials to drive financial integrity and broker-dealer compliance. • Collaborate with senior leadership, auditors, and regulators to ensure robust financial controls and accurate reporting. • Champion innovation and automation within the finance team, fostering growth and collaboration. • Contribute to the organization's reputation and capital strength through strategic financial oversight. • Leverage your expertise in broker-dealer regulations and banking products to support compliance and operational success. • This hybrid role combines strategic leadership with hands-on financial management responsibilities. • Join a forward-thinking organization committed to diversity, inclusion, and professional development. Director, Financial Controller Key Responsibilities & Duties • Lead financial control and regulatory reporting, ensuring compliance and operational excellence across multiple entities. • Maintain broker-dealer records, ensuring adherence to capital adequacy and regulatory standards. • Deliver accurate and timely regulatory and management reporting for US Global Markets. • Supervise month-end close processes, ensuring financial accuracy and robust local controls. • Build and maintain partnerships with auditors, regulators, and compliance teams. • Develop and inspire a high-performing finance team, promoting innovation and collaboration. • Act as a key advisor to senior leadership, providing insights and recommendations on financial strategies. • Proactively identify and address risks, ensuring compliance and operational integrity. • Drive automation and process improvements to enhance financial operations and reporting. Director, Financial Controller Job Requirements • Bachelor of Arts (BA) degree in finance, accounting, or a related field. • Minimum of 8 years of experience in financial control and regulatory reporting; 12 years preferred. • CPA and Series 27 certifications are required for this role. • Strong knowledge of broker-dealer regulations and banking products. • Proven track record in managing financial controls within regulated environments. • Advanced proficiency in Microsoft Office tools, including Excel and PowerPoint. • Exceptional analytical and communication skills, with the ability to engage senior leadership. • Strong organizational and interpersonal skills for cross-functional collaboration. • Commitment to diversity, inclusion, and continuous professional development.