Analyst, Legal Entity Overview • The Analyst, Legal Entity role is integral to the finance team, ensuring accurate financial reporting and compliance. • Collaborate with cross-functional teams to maintain financial integrity and support organizational goals. • Contribute to the month-end and quarter-end close processes, ensuring timely and accurate reporting. • Prepare financial statements and SEC filings, adhering to U.S. GAAP standards. • Support entity structure changes and transactions with financial advisory expertise. • Drive process improvements and collaborate with IT for system enhancements. • Engage in ad-hoc projects, providing analytical insights to support decision-making. • Participate in audits, ensuring compliance and addressing inquiries effectively. Analyst, Legal Entity Key Responsibilities & Duties • Provide financial support for broker-dealer and SPAC entities under U.S. GAAP. • Collaborate with departments like Accounting, Tax, and Treasury for accurate reporting. • Manage month-end and quarter-end close processes, including journal entries and accruals. • Prepare and review financial statements for external reporting purposes. • Handle SEC filings, including Forms 10-Q, 10-K, and other required documents. • Perform administrative tasks like invoice processing and intercompany settlements. • Conduct balance sheet substantiation and resolve issues promptly. • Initiate process reengineering to improve efficiency and controls. Analyst, Legal Entity Job Requirements • Bachelor’s degree in Accounting or related field is required. • CPA certification preferred for advanced technical expertise. • Minimum 2-4 years of experience in financial accounting within financial services. • Experience with Oracle, ESSBASE, and HFM is advantageous. • Strong analytical and Excel capabilities, with project management skills. • Excellent problem-solving, critical thinking, and communication skills. • Ability to multitask and deliver results in a dynamic environment. • Experience with SEC filings and U.S. GAAP compliance is essential.