Role Overview: We are seeking a focused individual to act as a single-point regulatory specialist for end-to-end intermediary registrations and allied licensing matters across SEBI, Stock Exchanges, and other relevant statutory authorities. The role requires hands-on execution, regulatory judgment, client advisory, and interaction with authorities. Key Responsibilities 1. Intermediary Registration & Licensing: i. Handling end-to-end registration applications for SEBI-registered intermediaries (RA, IA, PMS, AIF, Merchant Banker, Broker, RTA, etc.); ii. Handling end-to-end membership applications Stock Exchange(s) (BSE, NSE, MSEI); iii. Conducting eligibility assessment and gap analysis; iv. Preparing and filing applications, annexures, declarations, undertakings, and supporting documents; and v. Providing responses to queries, deficiencies and observations issued by regulators or exchanges. 2. Advisory & Client Interaction • Acting as a client-facing advisor, capable of: i. Explaining regulatory structures, categories, conditions, and compliance implications; • Advising on optimal registration pathways and structuring options; and • Managing client expectations on timelines, documentation, and regulatory risks. • Translating complex regulations into clear, actionable advice for the client. 3. Communication with Authority & Regulatory Handling • Direct interaction with SEBI departments, Stock exchanges and other regulatory bodies as required; • Handling formal correspondence, portal-based communication, and follow-ups; and • Escalating and resolving regulatory issues through reasoned representations. Requirements Our Expectations • Strong working knowledge of SEBI intermediary ecosystem; • Comfort with regulatory portals; • Ability to independently manage multiple registrations; • Sharp documentation, drafting, and representation skills; and • Commercial awareness while advising clients Qualification CS, LL.B., or NISM-certified professionals.