Position General Responsibilities: Incumbent is responsible for administering and monitoring the firm's compliance program as an SEC Registered Investment Adviser requirement. Must foster a highly ethical culture of compliance with "client first" approach. Will represent Stockman Wealth Management in community activities as agreed and approved by Manager. Minimum Qualifications: • Strong commitment to providing exceptional customer service. • Four-year college level course study/degree. • Minimum of five years previous Registered Investment Adviser (RIA) Compliance experience. • IACCP designation preferred. • Working knowledge of Word, Excel, Access or related software. • Demonstrated ability to provide information in concise verbal and written formats is essential for job success. • Experience in retirement planning (403(b), 401(k), Pension Plans) is advantageous. Specific Skills Requirements: • Action Orientation – taking initiative to achieve desired results rather than passively waiting for direction. • Applied Learning Ability – understanding new information and complex ideas quickly and without confusion. • Strong Communication Skills (written and verbal) – ability to disseminate complex information in an easily-understandable format to an audience of varied knowledge level. • Creative Problem-Solving Ability – looking for solutions to achieve desired results. • Strong Interpersonal Skills – with ability to interact effectively with all levels of management. • Professionalism – maintaining a professional attitude, image, and work ethic. NOTE: Travel is possible with this position and could include overnight stays. Dimension of Job: This position requires a thorough knowledge of investment activities and policies. For full description, which includes physical mental demands please see attachment.