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Compliance Specialist – Compliance Assist

ChiStats Labs Pvt. Ltd. · chistats.ai
Pune3–6 yrs
Apply on ChiStats Labs Pvt. Ltd.’s site

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The job in short

Compliance specialist reviewing SEBI/AMFI regulatory requirements for an AI compliance product.

Data scienceComplianceLLM

Details

Found
24 d ago · posted 2026-09-21
Location as listed
Pune, Maharashtra, India
Role
Regulatory Compliance Specialist
Source
The company’s own careers site

Full description

ChiStats is an award-winning Data Science and AI Engineering company building intelligent technology solutions for the Financial Services and BFSI ecosystem. From AI-powered compliance platforms to scalable data products, we help financial institutions simplify complexity, automate operations, and stay ahead in a rapidly evolving regulatory landscape. Our flagship platform, ComplianceAssist, enables Mutual Funds, AMCs, PMS, and AIFs to transform regulatory compliance into a streamlined, automated, and insight-driven process. As we continue to expand, we are building the next generation of AI-led products and solutions for the WealthTech industry. About the Role - ComplianceAssist is ChiStats' AI-enabled compliance platform for Asset Management Companies. We are looking for a compliance professional with practical experience in the Indian BFSI regulatory environment to join our Product team. The role involves applying compliance expertise to a technology-enabled product. You will work with Product and Technology teams to interpret regulatory requirements, review compliance workflows and outputs, identify gaps, and help ensure that ComplianceAssist reflects real-world compliance practices. Requirements Key Responsibilities • Analyse SEBI, AMFI, and other relevant regulatory circulars and requirements and assess their impact on compliance processes. • Review compliance workflows and AI-assisted outputs against applicable regulatory requirements for accuracy and completeness. • Identify gaps or incorrect interpretations and work with Product and Technology teams to resolve them. • Provide domain inputs on compliance processes, requirements. • Participate in testing and validation of new and enhanced features from a compliance perspective. • Stay updated on relevant regulatory developments and identify implications for the product. • Contribute to improving ComplianceAssist based on practical knowledge of AMC and BFSI compliance processes. • Support client or product discussions where compliance domain expertise is required. What We're Looking For • 3–6 years of experience in Compliance / Regulatory Compliance, preferably within an AMC, mutual fund, or financial services organisation. • Good working knowledge of SEBI and AMFI regulations and compliance requirements relevant to asset management. • Practical understanding of regulatory circulars, compliance obligations, monitoring, reporting, and related processes. • Ability to interpret regulatory requirements and assess their impact on business or compliance processes. • Strong analytical skills and attention to detail, with the ability to identify gaps between regulatory requirements and product outputs. • Good communication skills and ability to work effectively with Product and Technology teams. • Comfortable working in a technology-driven environment and interested in the application of AI to compliance. Nice to Have • Experience across more than one AMC or financial services organisation. • Exposure to RegTech, compliance transformation, or technology-led process improvement. • Familiarity with AI/LLM-based applications.

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