The job in short
Legal and compliance assistant at an asset management company.
LegalComplianceAudit
Details
- Found
- 22 d ago · posted 2024-04-05
- Location as listed
- Corporate Office Worli
- Role
- Paralegal / Legal Support
- Source
- The company’s own careers site
Full description
Who we Are?
Axis Asset Management Company Ltd (Axis AMC) was founded in 2009 and is amongst India ‘s largest and fastest growing mutual fund. We serve 1.3+ Cr customers and associates with highest humility across 100+ cities.
Our success is attributable to 3 founding principles- Long Term Wealth Creation, Outside-in (Customer) View & Sustainable Relationships. Our investment philosophy embraces culture of risk management. It encourages our partners & investors to transition from transactional investing for quick gratification to investing for fulfilment of critical life goals.
Thus, our endeavour is to offer a basket of investment solutions which helps customers create a financially independent & happier tomorrow.
Our recent accolades:
· Brandon Hall Group HCM Excellence Awards for Learning & Development 2022 - Silver Award
· Morningstar Awards 2022: Best Fund House: Equity, Debt & Overall
· Outlook Money Awards 2021: GOLD in Equity AMC of the Year 2021
· World Leadership Congress & Awards 2022: Business Transformation Leadership Awards – Digital Transformation Project (Mobile App)
Why Join Us?
At Axis, our constant endeavour is to provide a career path for job seekers which is laden with learning & winning. We foster a culture where success is celebrated.
We’re looking for a meticulous individual to assist in perform a variety of legal and Compliance activities in accordance with the established standards of the legal and compliance profession to protect the organisation’s reputation and business interests and help ensure it complies with all relevant laws and regulations.
What you will Do?
· Provide assistance in legal matters and in ensuring compliance with SEBI (Alternative Investment Fund) Regulations and SEBI (Portfolio Management Services) Regulations.
· Provide legal assistance in reviewing documentation for structured debt deals and unlisted equity transaction
· Assist in legal matters including drafting and negotiation of legal agreements, correspondence, and other relevant documents
· Assisting in convening board and shareholders’ meetings and ensuring compliance with company law requirements.
· Advising business on legal and secretarial matters
· Support the organisations responsibilities under various Anti Money Laundering laws, rules and regulations
· Preparation and review of various regulatory reports / submissions, internal processes / policies and other documents and ensuring compliance with internal and external regulatory framework.
· Assisting in the Internal Audit / SEBI Inspection related matters
· To Update policy(ies) and manuals and ensure relevant compliances
· Provide assistance in ensuring specified compliances of SEBI (Mutual Fund) Regulations,
· Other responsibilities that may be assigned.
What makes you a Great Fit?
· C.A. / C.S. / LLB
· 3-5 years of total experience
· Experience in the AIF and / or Mutual Fund industry in secretarial, legal and compliance activities will be added advantage
· Ability to work within stringent timelines
· Good communication and interpersonal skills