Job Description Auditor – Information Systems / Infosec Audits About the Role The role of Auditor involves: · Conducting audits of Information Systems / Information Security covering process reviews, application control and functionality reviews, BCP and DR testing, and adherence to Regulations with respect to Information Systems / Infosec · Execution of planned audits by adhering to given schedules and ensuring adherence to audit / ISO processes & ICAI standards. Review of Compliances to Audit reports submitted by Auditee units. Ensuring follow up for closure of reports and files within prescribed timelines. Key Responsibilities · Conducting internal audits within stipulated time and submission of audit reports based on risk based audit norms. · Ensuring quality of audit report (depth & coverage) by focusing on root cause analysis and providing qualitative suggestions/recommendations for improvement of processes & mitigation of risk · Effective use of off-site audit reports (with special focus on data mining & analysis) for bringing out risks in the audit reports. · Conducting planned and unplanned audits and provide qualitative suggestions/recommendations for improvement of processes · Updating skill sets and knowledge through continuous readings, attending trainings · Ensuring timely follow up on closure of audit findings; checking the closure in line with the risk and recommendation; processing the closure of audit issues / reports as per the policy · Timely submission of information relating to audits conducted to internal and external stakeholders. Qualifications, technical skills and experience Base qualifications: · Graduates/CAs/MBA (Finance) with relevant certification such as CISA / CISM / CISSP / CIA 3-5 Years of Experience (Audit/ Banking / NBFC Domain preferred) · Experience in Information Systems / Infosec audits in the financial services (Banking, NBFC) industry Technical skill set for Information systems auditor. The auditor should have: · Solid base of computer skills in hardware and software · Knowledge of various operating systems · Knowledge of Databases · Hands on experience on Network Architecture · Knowledge of other IT infrastructure · Application controls and Interfaces · Knowledge on Computer Assisted Audit Techniques (CAATs) · Knowledge on Information security governance · Knowledge on Business Continuity and Disaster Recovery framework Role Proficiencies: · Demonstrate good understanding of IS/Infosec function audits · Knowledge of Business Applications used in Banking / NBFC industry · Understanding of statutory and regulatory requirements and policies · Working on the preparation of the Audit Calendar for the year basis the residual risk assessment and methodology defined in audit policy of the organisation. · Conducting specific audits basis plan or trigger based requirements. · Drafting of detailed audit reports with assessment details, preparation of supporting workpapers, clearly documenting the observations noted with implications and recommending corrective actions to auditee · Coordinating and supporting the company’s Compliance team during RBI Audits and other external audits. · Good communication (both verbal & written) and inter-personal skills · Ability to work independently or as a part of team and contribute towards team goals · Planning the audit, developing clear and concise risk/control matrices and audit programs, and reporting · Demonstrate professionalism, competence and clarity of communication when dealing with the IT stakeholders · Demonstrate reasonable knowledge of the industry or sector and be aware of technical issues or audit risk