Job Description A Job Specification 1 Company Name : Muthoot Fincorp Limited 2 Position / Designation : Audit and Compliance Manager 3 Grade : 4 Department : SULB 5 Sub Department (if any) : Audit and compliance 6 Employment Type : Permanent 7 Reporting to – Designation & Grade : 8 No. of Reporters, Designation & Grade : No. 9 Main Tasks : Audit: • Plans and performs audits and develops recommendations to improve business processes, controls, efficiencies, and effectiveness to ensure the business is following applicable regulations. • Participates in risk assessments. • Provides guidance to mitigate potential risks or conflict. • Informs business of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendations. Compliance: • Researches, executes, and documents compliance reviews. • Conducts compliance audits, inspections, reviews, and tests. • Responds to potentially serious compliance issues and violations or consults with management on appropriate responses. • Reviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessary. 10 Areas of Responsibility : • Develops methodologies and monitoring strategies. • Prepares reports and may present findings to a variety of constituents or audiences. • Coordinates with internal and external agencies/firms. • Stays abreast of current activities and trends. 11 Special Requirements (If any) : Good knowledge on MS Office 12 Job Location / State : Chennai 13 Compensation Band : Rs. 500,000 to Rs 650,000 14 Entitlements : SULB 15 Stake Holders : SULB 16 Career Progression : Very good scope to grow as Audit and compliance Manager/Senior Manager. B 17 Educational Qualification / Technical Certification : Minimum Graduation, Preferably from financial function 18 Skill Sets : • Knowledge of professional standards and best practices related to industry or area of expertise. • Ability to conduct reviews and analyze information to compose clear, concise, timely, and professionally written reports. • Ability to maintain discretion with confidential information. 19 Communication Skills : English (must)/Hindi (Good to have) 20 Experience : Exposure to RBI guidelines on mortgage or housing loan product or Any Financial product (at least) 21 Behavioral Competencies : Should hold a positive approach and problem solver 22 Other Requirements (If any) : Team player with a Go-getter attitude C 22 Prepared by (Name/Designation/ Date) : Mr. Kameshwar V S - Lead - Audit and Compliance, SULB 23 Approved by (Name/Designation/ Date) : Mr. Vinod Reddy – Head, SULB