Chief Risk Officer Overview • The Chief Risk Officer will lead enterprise-wide risk management, regulatory compliance, and safety programs, ensuring strong governance and disciplined oversight. • This role involves partnering with executive leadership and the Board to proactively manage risk across a global platform. • The position oversees regulatory compliance across multiple jurisdictions, supporting expansion into new regulated markets. • The CRO will manage teams responsible for regulatory compliance, risk management, controls, and resilience. • This is a hybrid role requiring expertise in alternative investments and complex regulatory environments. • The successful candidate will foster a culture of risk awareness and continuous improvement across the organization. • The CRO will ensure the development of scalable policies, procedures, and controls aligned with business strategy. • This role offers an opportunity to contribute to the firm's global growth and governance credibility. Chief Risk Officer Key Responsibilities & Duties • Design and execute enterprise risk management frameworks across all business lines and geographies. • Oversee regulatory compliance, including licensing, registrations, and obligations with authorities such as SEC and FINRA. • Lead regulatory examinations, audits, and inquiries, maintaining strong relationships with regulators. • Collaborate with cross-functional teams to strengthen internal controls and manage technology and data risks. • Ensure business continuity and disaster recovery plans are validated through regular testing. • Develop and maintain scalable policies, procedures, training, and controls aligned with regulatory requirements. • Serve as a trusted advisor to senior leadership, delivering actionable insights and recommendations. • Promote a culture of accountability, partnership, and risk awareness across global teams. Chief Risk Officer Job Requirements • Bachelor’s degree required; advanced degree (JD, MBA, or equivalent) strongly preferred. • 15+ years of senior leadership experience in risk management, compliance, or governance within financial services or fintech. • Deep expertise in alternative investments, regulatory treatment, and product structure. • Proven track record of regulatory compliance in highly regulated environments. • Strong knowledge of U.S. securities regulation and familiarity with international frameworks. • Experience leading and scaling specialized global teams. • Professional certifications (FRM, CRCMP, CFA, CPA, CAMS) are a plus. • Ability to translate complex regulatory concepts into practical solutions aligned with business strategy.