Investment Associate Overview • Lead investment compliance monitoring across diverse portfolios, ensuring adherence to regulatory obligations and internal policies. • Collaborate with portfolio management teams to support investment activities and maintain operational efficiency. • Translate client-specific restrictions into codified compliance rules within the compliance platform. • Investigate and resolve compliance breaches, escalating material issues as necessary. • Maintain and update the compliance rule library to ensure accuracy and relevance. • Provide detailed reports and analysis on compliance monitoring activities. • Participate in process improvement initiatives to enhance compliance monitoring capabilities. • Work closely with internal teams to ensure seamless integration of compliance processes. Investment Associate Key Responsibilities & Duties • Monitor investment activities across credit funds and private equity-style vehicles. • Translate investment management agreements into codified compliance rules. • Investigate and resolve compliance breaches, escalating issues as necessary. • Maintain and update compliance rule libraries to ensure accuracy. • Collaborate with portfolio management teams to support investment activities. • Generate reports and analysis on compliance monitoring activities. • Participate in process improvement initiatives to enhance compliance monitoring capabilities. • Ensure seamless integration of compliance processes with internal teams. Investment Associate Job Requirements • Bachelor of Science (BS) degree in a relevant field is required. • Minimum of 3 years of experience in investment compliance or related roles. • Preferred 7 years of experience in investment compliance or related roles. • Strong knowledge of regulatory obligations and compliance monitoring processes. • Proficiency in compliance platforms and rule coding. • Excellent analytical and problem-solving skills for investigating compliance breaches. • Effective communication skills to collaborate with portfolio management teams. • Ability to work on-site and contribute to team initiatives.