Regulatory Reporting Associate Overview • The Regulatory Reporting Associate will lead critical compliance initiatives within a dynamic financial services organization. • Collaborate with cross-functional teams to ensure adherence to evolving regulatory standards and practices. • Utilize advanced technology to enhance data accuracy and streamline reporting processes. • Monitor and interpret regulatory developments to proactively adjust organizational strategies. • Engage with internal and external stakeholders to maintain cohesive compliance efforts. • Contribute to the development of innovative compliance solutions and testing frameworks. • Support the organization in navigating complex regulatory landscapes effectively. • Play a pivotal role in maintaining the organization’s reputation for regulatory excellence. Regulatory Reporting Associate Key Responsibilities & Duties • Prepare and oversee regulatory filings, ensuring accuracy and compliance with deadlines. • Implement and refine compliance functions to align with regulatory requirements. • Leverage technology to improve reporting accuracy and operational efficiency. • Analyze regulatory changes and their impact on organizational practices. • Develop actionable solutions to address compliance challenges effectively. • Collaborate with stakeholders to ensure alignment in compliance-related activities. • Maintain and update procedures to address regulatory developments proactively. • Support leadership in managing and optimizing reporting processes. Regulatory Reporting Associate Job Requirements • Bachelor’s degree in a relevant field, demonstrating foundational knowledge in compliance and reporting. • Minimum of 3 years of experience in regulatory reporting or compliance; 5 years preferred. • Proficiency in preparing regulatory filings, including Form ADV and Form PF. • Strong understanding of federal, state, and international regulatory requirements. • Experience with technology tools for compliance reporting and data management. • Ability to analyze and adapt to evolving regulatory landscapes effectively. • Excellent communication skills for stakeholder collaboration and reporting clarity. • Demonstrated ability to drive compliance success in complex environments.