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The job in short
External financial reporting leadership.
Compliance
Details
- Found
- 8 d ago · posted 2026-10-16
- Location as listed
- Jersey City, NJ, United States
- Role
- Executive / Director
- Source
- The company’s own careers site
Full description
BNY Pershing is a subsidiary of BNY that provides clearing, custody, and other financial business solutions to investment advisors, broker-dealers, and wealth managers. It supports clients with technology, operational services, and investment solutions to help them grow and manage their businesses effectively.
We are seeking a team member for the role of Vice President to join our Regulatory Reporting team. This role is located in Jersey City, NJ – Hybrid.
In this role, you’ll make an impact in the following ways:
• Support the preparation of the daily 15c3-3 customer reserve computation including aggregating data and producing calculations.
• Extract, analyze, and interpret large datasets for reporting accuracy.
• Conduct in-depth analytical research identifying trends and anomalies to prepare management level commentary on variances.
• Develop, maintain, enhance, and validate regulatory reporting policies and procedures ensuring continued compliance with applicable regulations
• Prepare root cause analysis, develop recommendations and solutions, escalate to management and follow through on issue remediation.
• Collaborate with cross-functional teams to design and implement process improvements to streamline reporting workflows and improve data quality.
• Assist in the testing and implementation of issue remediation and automation efforts.
• Interface with internal stakeholders in the organization to build a broad range of knowledge spanning across finance, treasury, and operations.
• Participate, as needed, in certain processes related to broker dealer and bank regulatory reporting including but not limited to 15c3-1 net capital computation, FOCUS, Treasury International Capital (TIC), Basel III, FR-Y9C and FR-2052a reporting.
To be successful in this role, we are seeking the following:
• Bachelor’s degree in a financial discipline such as Accounting or Finance.
• 3-5 years of broker dealer regulatory reporting experience is preferred.
• Strict attention to detail, able to prioritize tasks under tight deadlines, demonstrate risk awareness and escalate issues when appropriate.
• Strong analytical and problem-solving skills.
• High proficiency in Microsoft Office
• Experience with Artificial Intelligence such as Co-Pilot and ChatGPT
• Team player with a positive attitude and strong work ethic.
• Excellent technical and effective communication skills.
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